Organizational Culture and Officer Conduct
Richard G. Kiekbusch
What made him think he could do that? He’d been to all the training. He must have read his job description. He signed off on having read the policy manual. He never heard that from us. How many times have we heard, and perhaps uttered, these administrative responses in the aftermath of officer misconduct?
No matter what the misconduct—sexual harassment of inmates, use of excessive force, falsification of records, failure to complete mandated face-to-face observations of inmates, etc.—the persistent, and likely sincere, response of the jail’s administration will probably include some combination of the aforementioned comments. The overriding message is clear: We had no way of seeing this coming. There’s no way this could have been prevented. This really caught us by surprise. And oftentimes, the administration addresses the matter by firing the misbehaving officer.
This type of disciplinary response raises two very important red flags:
• Was it necessary for things to get to the point at which the misconduct was so egregious that the administration’s only option was termination? In other words, could this particular misconduct have been prevented?
• In firing the officer, did the administration really resolve the problem, or did it just rid itself of this particular officer? In other words, in its response to the misconduct, has the administration reduced the likelihood of its recurrence within the organization, or not?
These two red flag questions are best addressed within the conduct of two important organizational dynamics:
• The organization culture and its role in shaping officer conduct.
• The administration’s unavoidable role in establishing and maintaining the organization’s culture.
These two dynamics are often short-changed or heavily “intellectualized” in articles, textbooks, college courses, and
training sessions on correctional management. That will not be the case in this article. An organization’s culture and the administration’s role in shaping it are “front and center” throughout, and they are discussed in plain English. The ensuing paragraphs are not weighted down with citations and references, and they are based upon what I have experienced and learned in my 41 years of running jails, serving as an expert in jail-related civil litigation, and teaching undergraduate and graduate university courses dealing with the causes of human behavior. And while this article is based upon my experiences in the unique workplace of the jail, most of what I say is applicable to any public or private sector organization. You are certainly welcome to agree or disagree with me, but I hope I at least give you pause to think.
The Organization’s Culture and Its Role in Shaping Officer Conduct
Individual Values
Any discussion of organizational culture must include, early on, a discussion of the concept of individual values. When I use the term “values”, I am referring to an individual’s sense of what is right and what is wrong, what is acceptable and what is not, what is permissible and what is not. Commonly, the values espoused by a person are referred to as their value system.
With the probable exceptions of infants and those suffering from serious mental impairments, each of us has a value system—a set of values that govern how we behave in response to the issues, situations, and circumstances that we face every day. Our respective value systems may be similar (e.g., we both may oppose the death penalty) or dissimilar (e.g., you may think same-sex marriage is okay; I may not), but we each have a value system.
At one time or another, we’ve all heard someone respond to a particularly heinous act (e.g., a sadistically violent murder) by noting that the perpetrator obviously had no values. A more accurate rendition of this observation would have been that the perpetrator’s value system allowed them to do so. Again, everyone has a set of values that governs their behavior.
A person’s values are instilled by means of socialization—the process by which we learn the laws, regulations, customs, and do’s and don’ts of society in general and of various organizations in which we spend time (family, school, church, workplace, etc.).
The agents of socialization—the persons who teach us the do’s and don’ts of society in general and of the various organizations in which we spend time—are, typically, the authority figures in our lives (parents, teachers, pastors, bosses, etc.).
While its most significant impact occurs during our formative years, socialization is a lifelong process. In other words, we are continuously being exposed to societal and organizational do’s and don’ts and are likely, either subtly or noticeably, adjusting our value systems accordingly.
Along the way an individual’s values become ingrained, to varying degrees depending upon the individual and their unique life circumstances and associations, by means of reinforcement—the process by which behavioral compliance with prevailing values is rewarded and non-compliance is punished.
The agents of reinforcement—the persons who do the rewarding and punishing—are, in most cases, the same authority figures who socialize us.
In some instances, values are simply learned, while in other instances they are both learned and internalized. When a value (regulation, custom) is only learned, the person may not even agree with it or, at best, may be lukewarm about it. They comply with it, however, if only to avoid the inconvenience or pain of punishment. A correctional officer, for example, may not cheat on a promotional exam not because he decries cheating, but rather because he fears suspension or termination. When a value is also internalized, on the other hand, the person complies with it because they embrace it and believes that compliance is the morally right thing to do. In this instance, a correctional officer does not cheat on a promotional exam because he truly believes cheating is wrong.
Organizational Culture
Now that we have discussed individual values and value systems, let’s reconsider these concepts within the context of an organization (e.g., a jail):
Just as individuals have value systems, so do the organizations within which those individuals spend time. In other words, in every organization there is a prevailing sense of what is right and what is wrong, what is allowed and what is not, what is okay and what is not within the organization.
That organizational value system governs the behavior of the organization’s members (e.g., children in a family, students in a school, correctional officers in a jail) as they confront the various situations and circumstances that occur within the organization.
In some organizations the organization’s prevailing values clearly and unequivocally communicated. In other organizations those values are conveyed in a manner that is vague and confusing—in some organizations so much to render them functionally non-existent. In the former type of organization staff (e.g., jail officers) clearly understand what is expected of them, while in the latter type they do not.
When I use the term “organizational values”, I am not referring to mission statements, polices in a manual, proclamations from the “higher-ups”, or any other similar formality. Rather, I mean the prevailing values of the organization as those values are understood by the organization’s members. For example, a jail may have in its operating manual an official policy, accompanied by an effective date and all kinds of authoritative signatures, that suicidal inmates are to be observed face-to-face at least every 15 minutes. If, however, this policy prescription is enforced on some shifts but not on others, chances are very good that the jail’s officers’ understanding of the organization’s values relating to this important facet of inmate supervision in no way resembles the institution’s official policy statement. Chances are very good that the jail’s officers will see this “requirement” as not really that important, especially on certain shifts; as something that should be done if there’s time; as a good idea. And to what should be to no one’s surprise, the jail’s officers will adjust their behavior (in this case, their supervision of suicidal inmates) accordingly. Many other examples, probably better than mine, can be drawn from different areas of jail operations.
In some organizations, jails included, the organizational culture may mirror official policy. In other organizations, the organizational culture does not correspond with official policy.
So, when I refer to “organizational culture”, I mean the value system (the prevailing sense of what is permissible and what is not, what is required and what is not) within an organization as that value system is understood by the organization’s members.
Officer Behavior
How though, do individual values and the organizational culture translate into officer behavior? After all, a jail officer’s personally held values and a jail’s organizational values are basically inconsequential abstractions until they begin to shape the officer’s on-the-job behavior (e.g., their job performance). While being admittedly repetitive, I will take a shot at explaining this:
With few exceptions, every individual has a value system—a sense of what is right and what is wrong, what is permissible and what is not, what is okay and what is not. An individual’s value system is instilled and maintained through the socialization and reinforcement efforts of authority figures in their life. An individual’s value system guides that individual’s behavior with respect to various issues, situations, and circumstances which they confront.
In some instances, individuals behave in compliance with prevailing societal values only because they wish to avoid the displeasure and punishment which results from noncompliance (e.g., values are learned, but not internalized). In other instances, individuals comply with prevailing societal values because they embrace the values and truly believe that compliance is the right thing to do (e.g., values are both learned and internalized). The bulk of human behavior is shaped by our value systems.
Organizations have value systems too (organizational cultures), and these organizational value systems shape the behavior of the organizations’ members during work hours. An organization’s culture is not the same thing as its official rules, regulations, and polices. Rather, it is the organization’s members’ understanding of what behaviors are rewarded, ignored, or punished by those in authority.
In a jail, for example, the institution’s culture is not the same as the official polices and procedures, the standing post orders, or the policy pronouncements of the Sheriff or Jail Administrator. Rather, the jail’s culture is the staff’s understanding of what behaviors are commended, tolerated, ignored, or reprimanded day-today, 24/7.
In some organizations again, jails included, the organizational culture is clearly communicated, consistent with official policy, and helpful to staff in terms of defining acceptable behavior (job performance). In other organizations, however, the organizational culture is poorly communicated, inconsistent with official policy, and confusing or irrelevant to staff with respect to their on-the-job behavior.
The bulk of organizational behavior, including the job performance of jail officers, is shaped, for the better or for worse, by the organizational culture.
Needless to say, individual members of organizations have personally held values that govern the totality of their behavior. These value systems are installed and maintained by parents, teachers, pastors, and other authority figures in an individual’s life. Jail officers and civilian jail employees, as well as their workplace authority figures (e.g., sheriffs, jail administrators, shift commanders, dept. heads), are obviously included here.
When an individual is functioning within an organization of which he is a member, the values which comprise the organization’s culture become the most important and relevant values for that individual during those moments in time. Organizational culture becomes part of the individual’s value system, the most important part in fact, as he contends with the various issues, situations, and circumstances that present themselves within the confines of the organization. For the on-duty jail officer, for example, the values which make up the jail’s organizational culture are the most relevant and impactful values with respect to his behavior during those 8, 10, or 12 hours.
Keep in mind, as stated previously, that an organization’s culture is not the same as the organization’s official policy pronouncements. To repeat, the organizational culture is the members’ understanding of what behaviors are okay and not okay within the organization. A jail’s moment-in-time (the effective dates) policy statements, collected and displayed in a manual, are one thing. The jail’s organizational culture—officers’ understanding of what behavior is encouraged, commended, ignored, or reprimanded on a 24/7 basis—may be quite another.
Understandably, individuals usually behave in ways likely to elicit favorable responses from others (especially authority figures). Conversely, they usually do not behave in ways likely to elicit unfavorable responses (again, especially from authority figures).
In fact, the responses of superiors to the behaviors of their subordinates are, far and away, the primary elements of the organizational culture. Arguably, those responses, collectively, are the organizational culture. In calibrating their behavior, members of an organization are much more keenly aware of the type of response their behavior is likely to receive from their superiors than they are of official organizational policy. Organizational culture trumps official policy almost every time as the principal shaper of an officers’ behavior. To paraphrase a time-worn adage: Official policy, like talk, is cheap.
A jail-related hypothetical example will help to explain: A jail’s policy manual may soundly prohibit the use of excessive force with inmates. If, however, despite the policy prohibition, shift commanders and other floor supervisors ignore, or even encourage, the use of such force, a pattern of excessive force is likely to persist in the jail. The behavior of the jail’s officers, in other words, is shaped by the real-time, “flesh and blood” responses of their superiors, not by the abstract and impersonal verbiage of a policy statement. If on the other hand, the jail’s floor supervisors respond to officer behavior in a manner consistent with jail policy (e.g., commend the acceptable use of force and reprimand the use of excessive force), a pattern of excessive force is not likely to develop. Note however that, even in the latter instance, the jail’s official policy shapes officer behavior only insofar as it is filtered through, and supported by, the jail’s organizational culture (e.g., the everyday 24/7 response of supervisors of officer behavior).
The Administration’s Role in Establishing and Maintaining the Organization’s Culture
How, then, are persons charged with running a jail to go about establishing and maintaining an organizational culture in which:
• Officer job performance expectations are clearly defined and understood by the officer workforce;
• The likelihood of officer misconduct is substantially reduced; and correspondingly,
• The likelihood of officer performance consistent with the jail administration’s stated expectations is substantially increased?
I suggest a two-pronged approach involving official policies and procedures and continuous expectations and feedback. My suggested approach is not based upon any elite academic credentials, any specialized training, or any professionally recognized certification or licensure. Rather, it is simply based upon my years being in and around jails and being with jail officers. Now, let me explain, as best I can, this two-pronged approach to the establishment and maintenance of a sound organizational culture in the jail setting.
Policies and Procedures
As stated previously, I relegated a jail’s official policy pronouncements to a secondary role as a determinant of officer behavior, I did not mean to imply that a jail’s official policies and procedures are unimportant. To the contrary, they are very important. Preferably clear, concise, and written in plain English, they are a very necessary, but not an entirely sufficient, means of encouraging officer behavior that is compliant with administrative expectations. As I tried to explain before, a jail’s official policy pronouncements become determinants of officer behavior only when they are filtered through the jail’s value system, through the prevailing sense of right and wrong as this is understood by the jail’s officers—i.e., the jail’s organizational culture.
Further, the manner and extent to which a jail’s official polices influence the real-time, 24/7 job performance of its officer workforce will be ultimately determined by the organizational culture through which they are filtered.
Organizational culture can firmly reinforce official polices or render them relatively ineffectual and meaningless. I offer the following observations regarding jail policies and procedures:
A jail’s official polices are meaningless and without purpose while they are sitting on bookshelves or inserted into 3-ring binders. They become relevant only when they are transmitted into the 24/7, non-stop milieu of the jail proper, into the “rubber hits the road” workplace of the jail’s officers.
In the hypothetical (yet typical) 5-pound multi-section jail policy manual not all of the polices are of equal importance. Generally, a relatively small number are particularly essential. Presumably, these relate directly to institutional security and safety (e.g., policies relating to the use of force, searches of inmates and cells, the taking of counts, the required frequency of inmate/cell safety checks, the screening of incoming inmates on suicide risk factors).
Oftentimes, the more official policies and related procedures jail officers are required to absorb, the less likely they are to routinely comply with those policies and procedures—including those that are essential. This non-compliance is frequently not intentional but rather the result of the sheer volume of official “do’s” and “don’ts” imposed upon them.
If compliance with the essential polices is to become a cornerstone of the jail’s organizational culture (again: the institutional value system, the prevailing sense of acceptable/unacceptable among the jail’s officers) the jail’s administration needs to highlight these essential polices for special, and ongoing attention.
Such attention should certainly be the recurrent “stuff” of pre-service, in-service, and roll call training. Officers should be told that, while they are to know where all polices are located and be able to refer to them as needs arise, they are expected to commit the essential policies to memory and be able to readily execute them without referring to a manual or binder. Some jails print their essential polices on pages which are a color other than white, while other facilities produce a smaller manual or binder containing only the essential polices—both good ideas.
Expectations and Feedback
So, how does the jail’s organizational culture determine the manner and extent to which the jail’s official polices influence officer behavior? And, how can a jail’s administration establish and maintain a policy-compatible organizational culture and a policy-compliant officer workforce?
As critical as the communication of essential officer job performance expectations are to the establishment and maintenance of a policy-compliant organizational culture, it is not the only contributor to that desired end. As I see it, the other indispensable contributor is the job performance-related feedback given by mid-level management staff.
By job-performance-related feedback I simply mean:
• Commending an officer for noteworthy acceptable performance of an essential duty (e.g., use of a proper level of physical force to restrain an inmate).
• Reprimanding an officer for noteworthy unacceptable performance of an essential duty (e.g., use of excessive physical force to restrain inmate).
In terms of the jail’s organizational culture, two very important things happen when job performance feedback is given:
• An officer is commended and will likely continue or is reprimanded and will discontinue the behavior being addressed.
• Other officers will become aware of the feedback that has been given and will likely manage their subsequent on-the-job behaviors in the same manner.
A few thoughts regarding jail officer job performance feedback:
• The provision of job performance feedback should be occurring continuously. It should be a highlighted task in the job description of every mid-level supervisor in the institution. As important as the annual performance evaluation is, it should basically serve as
a formal, documented summary of the preceding 12 months’ feedback. No officer should be surprised at their annual performance evaluation scores.•
While feedback with respect to officer performance of essential duties is critical, feedback regarding officer performance of duties which are less essential, but nevertheless important, should also be given. The completion of a thorough, well-written incident report is an example which comes to mind.
• Often, it is not necessary to prepare a time-consuming entry for the officer’s personnel file. Particularly in regard to the less essential duties referenced above, a simple “atta boy” or verbal caution may well suffice. As long as the subject officer, and likely at least some of their peers, realize that their supervisors are aware of the laudatory, or objectionable, job performance and have responded accordingly.
• With respect to some forms of unacceptable officer behavior, it is imperative that supervisors assertively intervene immediately and stop the behavior before it becomes something more serious. In too many instances, officers will interpret supervisors’ failure to respond to their misconduct (i.e., failure to deliver feedback) as approval, or at least tolerance, of that misconduct, and the misconduct will continue and, again, possibly escalate.
Summary
With a few exceptions, every individual has a value-system—a sense of right/wrong, acceptable/unacceptable. That value system is acquired through socialization and governs the individual’s behavior.
Organizations also have value systems—the prevailing sense of what is right/wrong, acceptable/unacceptable in the workplace as that sense is shared and understood by those who work within the organization. I refer to an organization’s value system as the organizational culture.
In the jail setting: During the hours in which they are working, an officer’s behavior is influenced more by the jail’s organizational culture than by the jail’s official polices. The manner and extent to which those policies affect officer behavior is, in fact, determined by the organizational culture through which they are filtered.
If a jail’s organizational culture and the corresponding collective job performance of the jail’s officer workforce are to reflect the jail’s official policy pronouncements, two things must occur:
• The administration’s job performance expectations for its officers, as those expectations are articulated in its official policy statements, must be communicated to those officers unequivocally and frequently. This is especially important with respect to those polices/expectations which the administration has defined as essential.
• Those who provide 24/7 supervision of the jail’s officers must give those officers ongoing job performance feedback regarding their compliance/non-compliance with those expectations Again, this is especially important with respect to those policies/expectations which the administration has defined as essential.
Jail executives must understand that their administrative oversight of the facility requires not only the issuance of official policies, but also the establishment and maintenance of an organizational culture through which those polices will pass and be implemented—wholly, partially, or not at all.
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Dr. Kiekbusch recently retired from his position as Associate Professor of Criminology at the University of Texas Permian Basin. He has run jails in three states—Washington, Virginia, and North Carolina—and continues to provide expert consulting services in jail-related civil litigation. Dr. Kiekbusch is a past president of the American Jail Association (1992-1993) and, in 2019, received the Association’s Francis R. “Dick” Ford Distinguished Service Award. He can be reached at (432) 520-4516 and richardkiekbusch1@gmail.com.